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PBGC’s Process for Investigating Potential Fiduciary Breach Cases Could Be Improved

Report Information

Date Issued
Report Number
AUD-2026-07
Report Type
Audit
Joint Report
No
Agency Wide
Yes (agency-wide)
Questioned Costs
$0
Funds for Better Use
$0
View report on Oversight.gov

Recommendations

Implement a process for tracking potential fiduciary breach cases, which includes coordination with the Office of Operations and the Office of Negotiation and Restructuring.

Provide periodic briefings to OIG Office of Investigations regarding potential fiduciary breach cases to improve their situational awareness.

Update ECD's fiduciary breach manual and any appendices, including steps for documenting key decisions, supervisory approval, and any delegations of authority to resolve fiduciary breaches.